Chief Compliance Officer (CCO)
About the Company
Dynamic investment advisory firm specializing in cryptocurrency & blockchain services
Industry
Financial Services
Type
Privately Held
Founded
2018
Employees
11-50
Specialties
About the Role
The Company is in search of a Chief Compliance Officer (CCO) and Head of Anti-Money Laundering to establish and lead its compliance function. The CCO will be tasked with ensuring the organization's adherence to regulatory requirements and promoting a culture of compliance and ethics. This role is pivotal in driving the evolution of the compliance program and requires a business-savvy, experienced, and solutions-oriented leader. The successful candidate will have a minimum of 10 years' experience in securities compliance, with a preference for those who have worked with SEC-registered investment advisors. Experience with the U.S. Investment Advisers Act of 1940 and a background in start-ups, particularly with an interest or knowledge of crypto, blockchain, or fintech, is highly valued. Applicants for the CCO position at the company should hold a Bachelor's degree or higher and be prepared to take on the challenge of building and overseeing a robust compliance function. The role demands a professional who can not only ensure regulatory compliance but also foster a culture of integrity and ethical conduct within the organization. The ideal candidate will have a strong foundation in securities compliance, with a focus on the specific needs of registered investment advisers, and be adept at navigating the complexities of the financial and technological landscape. This is an opportunity to make a significant impact in a dynamic and innovative environment, and the company is open to remote work for qualified candidates across the United States.
Hiring Manager Title
General Counsel
Travel Percent
Less than 10%
Functions
Job Title: Assistant Professor of Political ScienceLocation: Kennesaw, GeorgiaRegular/Temporary: RegularFull/Part Time: Full-TimeJob ID: 289923About UsFor more than 60 years, Kennesaw State University has been known for its entrepreneurial spirit and sense of...
...We are currently seeking an Intern for our Mechanical Engineering team in our Building Engineering Division at LaBella Associates. The Building Engineering Division at LaBella provides complete building engineering services including mechanical, electrical, plumbing...
...review the job profile below and apply today! The individual selected for this position will be responsible for preparing and decorating cakes for multiple occasions. The individual will also fill and condition the cake case throughout the shift. What You'll be Doing:...
...procedures focusing on knees and hips. The role involves a 2 weeks on, 4 weeks off rotation with weekday clinic hours, surgical cases, and weekend call coverage. The position includes support with credentialing, housing, travel arrangements, malpractice coverage, and...
...transparent. As a Principal Member of Technical Staff you will lead the software design and development for major components of Oracles Cloud Infrastructure. You should be both a rock solid coder and a lead level engineer, able to dive deep into any part of the stack...